Risk & Compliance

Monitor operational risks and ensure regulatory compliance

Overall Risk Score

Medium

Score: 42/100

Active Risks

23

5 Critical, 8 High, 10 Medium

Compliance Score

96.5%

↑ 2.1% this quarter

Open Incidents

7

3 Under Investigation

Risk Heat Map

Impact vs Probability Matrix

Critical

2

High Impact/High Prob

High

5

High Impact/Med Prob

Medium

8

Med Impact/Med Prob

Low

12

Low Impact/Low Prob

← Low Probability High Probability →

Top Risk Areas

Data Breach

Critical • Score: 85/100

Regulatory Non-Compliance

High • Score: 72/100

Operational Disruption

High • Score: 68/100

Third-Party Risk

Medium • Score: 45/100

Regulatory Compliance Status

Regulation	Status	Compliance %	Last Audit	Next Review	Risk Level
GDPR	Compliant	98.5%	Oct 15, 2024	Jan 15, 2025	Low
SOX	Compliant	96.2%	Nov 1, 2024	Feb 1, 2025	Low
HIPAA	Review	92.1%	Sep 20, 2024	Dec 20, 2024	Medium
PCI DSS	Compliant	99.1%	Oct 30, 2024	Jan 30, 2025	Low
ISO 27001	Compliant	95.8%	Aug 15, 2024	Feb 15, 2025	Low

Recent Incidents

7 Active

Unauthorized Access Attempt

Critical • Under Investigation

2 hours ago

Policy Violation Detected

Medium • Assigned to Compliance Team

5 hours ago

Audit Finding Resolved

Low • Closed

1 day ago

Audit Activity

Completed

Findings

142

Audits This Month

98%

Pass Rate

3

Critical Findings